License Replacement Process
Pursuant to Temporary Article 1 of “the Communiqué on Principles Regarding Licensing and Recordkeeping For Those Engaged in Capital Market Activities” (VII-128.7) of the Capital Markets Board, equivalency of licenses issued and granted prior to the effective date of this Communiqué is shown in the following table.
|
Previously Issued License Certificates |
New Equivalent License Certificates |
|
Capital Market Activities Basic Level License |
Capital Market Activities Level 2 License |
|
Capital Market Activities Advanced Level License |
Capital Market Activities Level 3 License |
|
Derivative Instruments License |
Derivative Instruments License |
|
Corporate Governance Rating Specialist License |
Corporate Governance Rating License |
|
Credit Rating Specialist License |
Credit Rating License |
|
Residential Real Estate Appraisal Specialist License |
Residential Real Estate Appraisal License |
|
Real Estate Appraisal Specialist License |
Real Estate Appraisal License |
|
Basic Level Customer Representative License |
Capital Market Activities Level 1 License |
|
Derivative Instruments Customer Representative License |
Capital Market Activities Level 1 License |
|
Clearing and Operations Supervisor License |
Capital Market Activities Level 1 License |
|
Derivative Instruments Accounting and Operations Supervisor License |
Capital Market Activities Level 1 License |
It is not mandatory to replace the previously issued license certificates by new licenses corresponding and equivalent to them. However, if people holding old license certificates apply for a new type license certificate, the requested license certificates are issued and granted by our Corporation.
For replacement of licenses, applicants are required to file an application through the SPL Application System (SBS).